SEC Form 4 · accession 0001127602-18-031697
KAPSTONE PAPER & PACKAGING CORP · KS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew H Paull
Director
Period of report
Oct 30, 2018
Accepted (ET)
Nov 1, 2018 · 6:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001325281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2018 | M | 7,526 | $7.305 | A | 50,791 | D | |
| Common Stock | Oct 30, 2018 | M | 6,550 | $8.875 | A | 57,341 | D | |
| Common Stock | Oct 30, 2018 | M | 5,508 | $13.825 | A | 62,849 | D | |
| Common Stock | Oct 30, 2018 | M | 4,558 | $12.72 | A | 67,407 | D | |
| Common Stock | Oct 30, 2018 | M | 5,458 | $22.195 | A | 72,865 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $7.305 | Oct 30, 2018 | M | 7,526 | D | — | Mar 3, 2021 | Common Stock | 7,526 | 0 | D |
| Stock Option (Right to Buy)F2 | $8.875 | Oct 30, 2018 | M | 6,550 | D | — | Mar 7, 2022 | Common Stock | 6,550 | 0 | D |
| Stock Option (Right to Buy)F3 | $13.825 | Oct 30, 2018 | M | 5,508 | D | — | Mar 6, 2023 | Common Stock | 5,508 | 0 | D |
| Stock Option (Right to Buy)F4 | $12.72 | Oct 30, 2018 | M | 4,558 | D | — | Mar 18, 2026 | Common Stock | 4,558 | 4,558 | D |
| Stock Option (Right to Buy)F5 | $22.195 | Oct 30, 2018 | M | 5,458 | D | Mar 7, 2018 | Mar 7, 2027 | Common Stock | 5,458 | 0 | D |
Explanation of responses
- F1The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on March 3, 2011.
- F2The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on March 7, 2012.
- F3The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on March 6, 2013.
- F4The options vested 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. They were granted on March 18, 2016.
- F5The options vested 100% on the first anniversary of the grant date. They were granted on March 7, 2017.