SEC Form 4 · accession 0001127602-18-031695

KAPSTONE PAPER & PACKAGING CORP · KS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Oct 30, 2018

Accepted (ET)

Nov 1, 2018 · 6:29 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001325281

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Oct 30, 2018	M	5,948	$4.68	A	55,661	D
Common Stock	Oct 30, 2018	F	796	$34.99	D	54,865	D
Common Stock	Oct 30, 2018	M	7,526	$7.305	A	62,391	D
Common Stock	Oct 30, 2018	F	1,572	$34.99	D	60,819	D
Common Stock	Oct 30, 2018	M	6,550	$8.875	A	67,369	D
Common Stock	Oct 30, 2018	F	1,662	$34.985	D	65,707	D
Common Stock	Oct 30, 2018	M	5,508	$13.825	A	71,215	D
Common Stock	Oct 30, 2018	F	2,177	$34.985	D	69,038	D
Common Stock	Oct 30, 2018	M	4,098	$30.41	A	73,136	D
Common Stock	Oct 30, 2018	F	3,563	$34.98	D	69,573	D
Common Stock	Oct 30, 2018	M	4,216	$31.89	A	73,789	D
Common Stock	Oct 30, 2018	F	3,843	$34.99	D	69,946	D
Common Stock	Oct 30, 2018	M	4,558	$12.72	A	74,504	D
Common Stock	Oct 30, 2018	F	1,657	$34.99	D	72,847	D
Common Stock	Oct 30, 2018	M	5,458	$22.195	A	78,305	D
Common Stock	Oct 30, 2018	F	3,463	$34.99	D	74,842	D
Common Stock	holding	—	—		—	100	I	By Trust For Son

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F2	$4.68	Oct 30, 2018	M	5,948	D	—	May 27, 2020	Common Stock	5,948	0	D
Stock Option (Right to Buy)^F3	$7.305	Oct 30, 2018	M	7,526	D	—	Mar 3, 2021	Common Stock	7,526	0	D
Stock Option (Right to Buy)^F4	$8.875	Oct 30, 2018	M	6,550	D	—	Mar 7, 2022	Common Stock	6,550	0	D
Stock Option (Right to Buy)^F5	$13.825	Oct 30, 2018	M	5,508	D	—	Mar 6, 2023	Common Stock	5,508	0	D
Stock Option (Right to Buy)^F6	$30.41	Oct 30, 2018	M	4,098	D	—	Mar 12, 2024	Common Stock	4,098	0	D
Stock Option (Right to Buy)^F7	$31.89	Oct 30, 2018	M	4,216	D	—	Mar 26, 2025	Common Stock	4,216	0	D
Stock Option (Right to Buy)^F8	$12.72	Oct 30, 2018	M	4,558	D	—	Mar 18, 2026	Common Stock	4,558	4,558	D
Stock Option (Right to Buy)^F9	$22.195	Oct 30, 2018	M	5,458	D	Mar 7, 2018	Mar 7, 2027	Common Stock	5,458	0	D

F1Represents a "net exercise" of stock options. These shares were withheld for payment of the exercise price and applicable taxes.
F2The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on May 27, 2010.
F3The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on March 3, 2011.
F4The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on March 7, 2012.
F5The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on March 6, 2013.
F6The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on March 12, 2014.
F7The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on March 26, 2015.
F8The options vested 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. They were granted on March 18, 2016.
F9The options vested 100% on the first anniversary of the grant date. They were granted on March 7, 2017.