SEC Form 4 · accession 0001127602-17-011103
KAPSTONE PAPER & PACKAGING CORP · KS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Chapman
Director
Period of report
Jan 12, 2017
Accepted (ET)
Mar 9, 2017 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001325281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 12, 2017 | G | 200 | $0.00 | D | 514,306 | D | |
| Common StockF1 | Jan 12, 2017 | G | 200 | $0.00 | D | 514,106 | D | |
| Common StockF2 | Feb 2, 2017 | G | 200 | $0.00 | D | 513,906 | D | |
| Common StockF2 | Feb 2, 2017 | G | 200 | $0.00 | A | 200 | I | Minor child |
| Common StockF3 | Mar 7, 2017 | A | 1,915 | $0.00 | A | 515,821 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $22.195 | Mar 7, 2017 | A | 5,458 | A | Mar 7, 2018 | Mar 7, 2027 | Common Stock | 5,458 | 5,458 | D |
Explanation of responses
- F1Bona fide gift
- F2Bona fide gift to minor child
- F3Each restricted stock unit represents a contingent right to receive one share of KapStone common stock. The restricted stock units vest in their entirety on the first anniversary of the grant date.
- F4Represents options granted pursuant to the KapStone Paper and Packaging 2016 Incentive Plan.