SEC Form 4 · accession 0001104659-18-018373
KAPSTONE PAPER & PACKAGING CORP · KS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A. Niehus
Officer — VP and Corporate Controller
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001325281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2018 | M | 6,630 | $2.45 | A | 45,387 | D | |
| Common Stock | Mar 14, 2018 | F | 2,273 | $34.85 | D | 43,114 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.45 | Mar 14, 2018 | M | 6,630 | D | — | Apr 8, 2018 | Common Stock | 6,630 | 6,630 | D |
Explanation of responses
- F1The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on April 8, 2008.