SEC Form 4 · accession 0001638599-16-001144

RBC Bearings INC · RBC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Daniel A Bergeron

Officer — VP and CFO · Director

Period of report

Jul 1, 2016

Accepted (ET)

Jul 6, 2016 · 3:57 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001324948

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F9,F1,F5,F8	Jul 1, 2016	F	1,469	$72.50	D	26,648	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option to Purchase Common Stock^F2	$37.66	holding	—	—	—	Oct 6, 2012	Oct 6, 2018	Common Stock	20,000	20,000	D
Option to Purchase Common Stock^F3	$44.60	holding	—	—	—	Jun 4, 2013	Jun 4, 2019	Common Stock	20,000	20,000	D
Option to Purchase Common Stock^F4	$51.08	holding	—	—	—	Jun 14, 2014	Jun 14, 2020	Common Stock	20,000	20,000	D
Option to Purchase Common Stock^F6	$64.15	holding	—	—	—	Jul 1, 2015	Jul 1, 2021	Common Stock	20,000	20,000	D
Option to Purchase Common Stock^F7	$72.83	holding	—	—	—	Jul 1, 2016	Jul 1, 2022	Common Stock	20,000	20,000	D

Explanation of responses

F11500 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse e on 10/06/2016. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
F2Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 10/06/2012, 1/5 vest on 10/06/2013, 1/5 vest on 10/06/2014, 1/5 vest on 10/06/2015 and 1/5 vest on 10/06/2016. Options expire 7 years from grant date.
F3Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 6/4/2013, 1/5 vest on 6/4/2014, 1/5 vest on 6/4/2015, 1/5 vest on 6/4/2016 and 1/5 vest on 6/4/2017. Options expire 7 years from grant date.
F4Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 6/14/2014, 1/5 vest on 6/14/2015, 1/5 vest on 6/14/2016, 1/5 vest on 6/14/2017 and 1/5 vest on 6/14/2018. Options expire 7 years from grant date.
F51,333 shares of the reported Common Stock are Restricted Shares. The Restrictions lapset on 7-1/2017. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
F6Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 7-1/2015, 1/5 vest on 7-1/2016, 1/5 vest on 7-1/2017, 1/5 vest on 7-1/2018 and 1/5 vest on 7-1/2019. Options expire 7 years from grant date.
F7Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 7-1/2016, 1/5 vest on 7-1/2017, 1/5 vest on 7-1/2018, 1/5 vest on 7-1/2019 and 1/5 vest on 7-1/2020. Options expire 7 years from grant date.
F81500 shares of the reported Common Stock are Restricted Shares. 1/2 vest on 7-1/20176, 1/2 vest on 7-1/2018. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events
F9Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock