SEC Form 4 · accession 0001209191-16-147198
Apigee Corp · APIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Promod Haque
Director · 10% Owner
Period of report
Oct 25, 2016
Accepted (ET)
Oct 27, 2016 · 6:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 25, 2016 | J | 4,976,891 | $0.00 | D | 0 | I | By Limited Partnership |
| Common StockF3,F4 | Oct 25, 2016 | J | 873,561 | $0.00 | D | 0 | I | By Limited Partnership |
| Common StockF5,F6 | Oct 25, 2016 | J | 472,557 | $0.00 | D | 0 | I | By Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were disposed via a pro rata in-kind distribution of Issuer's stock from Norwest Venture Partners IX, LP ("NVP IX") to its limited and general partners.
- F2The securities shown in Line 1 of Table I represent securities held of record by NVP IX. By virtue of his position as a co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP IX, Promod Haque may be deemed to share voting and dispositive with respect to such securities. Mr. Haque disclaims beneficial ownership of all beneficial ownership of all such securities, expect to the extent of any pecuniary interest therein.
- F3Shares were disposed via a pro rata in-kind distribution of Issuer's stock from Norwest Venture Partners VIII, LP ("NVP VIII") to its limited and general partners.
- F4The securities shown in Line 2 of Table I represent securities held of record by NVP VIII. By virtue of his position as a co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP VIII, Promod Haque may be deemed to share voting and dispositive with respect to such securities. Mr. Haque disclaims beneficial ownership of all beneficial ownership of all such securities, expect to the extent of any pecuniary interest therein.
- F5Shares were disposed via a pro rata in-kind distribution of Issuer's stock from Norwest Venture Partners XI, LP ("NVP XI") to its limited and general partners.
- F6The securities shown in Line 3 of Table I represent securities held of record by NVP XI. By virtue of his position as a co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP XI, Promod Haque may be deemed to share voting and dispositive with respect to such securities. Mr. Haque disclaims beneficial ownership of all beneficial ownership of all such securities, expect to the extent of any pecuniary interest therein.