SEC Form 4/A · accession 0001209191-15-064275
Apigee Corp · APIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
NORWEST VENTURE PARTNERS VIII LP
10% Owner
Norwest Venture Partners IX, LP
10% Owner
Norwest Venture Partners XI, LP
10% Owner
Jeffrey Crowe
10% Owner
Matthew D. Howard
10% Owner
Period of report
Aug 3, 2015
Accepted (ET)
Aug 6, 2015 · 11:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F4 | Aug 3, 2015 | J | 48,745 | — | A | 472,557 | I | By Limited Partnership |
| Common StockF1 | holding | — | — | — | 4,976,891 | D | ||
| Common StockF2 | holding | — | — | — | 5,873,561 | I | By Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities shown on Line 1 of Table 1 represent securities held of record by Norwest Venture Partners IX, LP ("NVP IX"). By virtue of their position as co-Chief Executive Officers of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP IX, Jeffrey Crowe and Matthew D. Howard may be deemed to share voting and dispositive power with respect to such securities. Messers. Crowe and Howard disclaim beneficial ownership of all such securities, except to the extent of any pecuniary interest therein.
- F2The securities shown on Line 2 of Table 1 represent securities held of record by Norwest Venture Partners VIII, LP ("NVP VIII"). By virtue of their position as co-Chief Executive Officers of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP VIII, Jeffrey Crowe and Matthew D. Howard may be deemed to share voting and dispositive power with respect to such securities. Messers. Crowe and Howard disclaim beneficial ownership of all such securities, except to the extent of any pecuniary interest therein.
- F3The securities shown on Line 3 of Table 1 represent securities that were held in escrow subject to a holdback. These securities were formerly Series H Convertible Preferred Stock that was automatically converted into common stock on a 1.037 for one basis immediately prior to completion of the Issuer's initial public offering. These securities were released to Norwest Venture Partners XI, LP ("NVP XI") on August 3, 2015.
- F4The securities shown on Line 3 of Table 1 represent securities held of record by NVP XI. By virtue of their positions as co-Chief Executive Officers of NVP Associates, LLC ("NVP Associates"), the managing member of the the general partner of NVP XI, Jeffrey Crowe and Matthew D. Howard may be deemed to share voting and dispositive power with respect to such securities. Messers. Crowe and Howard disclaim beneficial ownership of all such securities, except to the extent of any pecuniary interest therein.
Remarks
This Form 4 Amendment is being filed solely to include additional Reporting Persons.