SEC Form 4 · accession 0001209191-15-064216
Apigee Corp · APIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Promod Haque
Director · 10% Owner
Period of report
Aug 3, 2015
Accepted (ET)
Aug 5, 2015 · 8:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F4 | Aug 3, 2015 | J | 48,745 | — | A | 472,557 | I | By Limited Partnership |
| Common StockF1 | holding | — | — | — | 4,976,891 | I | By Limited Partnership | |
| Common StockF2 | holding | — | — | — | 873,561 | I | By Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities shown in Line 1 of Table 1 represent securities held of record by Norwest Venture Partners IX, LP ("NVP IX"). By virtue of his position a co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP IX, Promod Haque may be deemed to share voting and dispositive with respect to such securities. Mr. Haque disclaims beneficial ownership of all beneficial ownership of all such securities, expect to the extent of any pecuniary interest therein.
- F2The securities shown in Line 2 of Table 1 represent securities held of record by Norwest Venture Partners VIII, LP ("NVP VIII"). By virtue of his position a co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP VIII, Promod Haque may be deemed to share voting and dispositive with respect to such securities. Mr. Haque disclaims beneficial ownership of all beneficial ownership of all such securities, expect to the extent of any pecuniary interest therein.
- F3The securities shown on Line 3 of Table 1 represent securities that were held in escrow subject to a holdback. These securities were formerly Series H Convertible Preferred Stock that was automatically converted into common stock on a 1.037 for one basis immediately prior to completion of the Issuer's initial public offering. These securities were released to Norwest Venture Partners XI, LP ("NVP XI") on August 3, 2015.
- F4The securities shown in Line 3 of Table 1 represent securities held of record by NVP XI. By virtue of his position a co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP XI, Promod Haque may be deemed to share voting and dispositive with respect to such securities. Mr. Haque disclaims beneficial ownership of all beneficial ownership of all such securities, expect to the extent of any pecuniary interest therein.