SEC Form 4 · accession 0001209191-15-038128
Apigee Corp · APIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Promod Haque
Director · 10% Owner
Period of report
Apr 29, 2015
Accepted (ET)
May 1, 2015 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4,F5,F6,F7,F8,F9 | Apr 29, 2015 | C | 4,976,891 | — | A | 4,976,891 | I | By Limited Partnership |
| Common StockF1,F2,F3,F4,F5,F6,F7,F8,F10 | Apr 29, 2015 | C | 873,561 | — | A | 873,561 | I | By Limited Partnership |
| Common StockF7,F11 | Apr 29, 2015 | C | 423,812 | — | A | 423,812 | I | By Limited Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred StockF1,F9 | — | Apr 29, 2015 | C | 719,441 | D | — | — | Common Stock | 907,306 | 0 | I |
| Series B Convertible Preferred StockF2,F9 | — | Apr 29, 2015 | C | 492,945 | D | — | — | Common Stock | 671,982 | 0 | I |
| Series C Convertible Preferred StockF3,F9 | — | Apr 29, 2015 | C | 936,231 | D | — | — | Common Stock | 936,231 | 0 | I |
| Series D Convertible Preferred StockF4,F9 | — | Apr 29, 2015 | C | 570,623 | D | — | — | Common Stock | 570,623 | 0 | I |
| Series E Convertible Preferred StockF5,F9 | — | Apr 29, 2015 | C | 578,462 | D | — | — | Common Stock | 578,462 | 0 | I |
| Series F Convertible Preferred StockF6,F9 | — | Apr 29, 2015 | C | 468,039 | D | — | — | Common Stock | 468,039 | 0 | I |
| Series G Convertible Preferred StockF7,F9 | — | Apr 29, 2015 | C | 503,059 | D | — | — | Common Stock | 503,059 | 0 | I |
| Series H Convertible Preferred StockF8,F9 | — | Apr 29, 2015 | C | 329,172 | D | — | — | Common Stock | 341,189 | 0 | I |
| Series A Convertible Preferred StockF1,F10 | — | Apr 29, 2015 | C | 124,283 | D | — | — | Common Stock | 156,736 | 0 | I |
| Series B Convertible Preferred StockF2,F10 | — | Apr 29, 2015 | C | 85,156 | D | — | — | Common Stock | 116,084 | 0 | I |
| Series C Convertible Preferred StockF3,F10 | — | Apr 29, 2015 | C | 161,733 | D | — | — | Common Stock | 161,733 | 0 | I |
| Series D Convertible Preferred StockF4,F10 | — | Apr 29, 2015 | C | 103,472 | D | — | — | Common Stock | 103,472 | 0 | I |
| Series E Convertible Preferred StockF5,F10 | — | Apr 29, 2015 | C | 104,894 | D | — | — | Common Stock | 104,894 | 0 | I |
| Series F Convertible Preferred StockF6,F10 | — | Apr 29, 2015 | C | 82,113 | D | — | — | Common Stock | 82,113 | 0 | I |
| Series G Convertible Preferred StockF7,F10 | — | Apr 29, 2015 | C | 88,320 | D | — | — | Common Stock | 88,320 | 0 | I |
| Series H Convertible Preferred StockF8,F10 | — | Apr 29, 2015 | C | 58,088 | D | — | — | Common Stock | 60,209 | 0 | I |
| Series G Convertible Preferred StockF11,F7 | — | Apr 29, 2015 | C | 423,812 | D | — | — | Common Stock | 423,812 | 0 | I |
Explanation of responses
- F1The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1.261 for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
- F10The securities shown on Line 2 of Table 1 and Lines 9 through 16 of Table 2 represent securities held of record by Norwest Venture Partners VIII, LP ("NVP VIII"). By virtue of his position a co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP VIII, Promod Haque may be deemed to share voting and dispositive power with respect to such securities. Mr. Haque disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interests therein.
- F11The securities shown on Line 3 of Table 1 and Line 17 of Table 2 represent securities held of record by Norwest Venture Partners XI, LP ("NVP XI"). By virtue of his position a co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP XI, Promod Haque may be deemed to share voting and dispositive power with respect to such securities. Mr. Haque disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interests therein.
- F2The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1.363 for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
- F3The Series C Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
- F4The Series D Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
- F5The Series E Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
- F6The Series F Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
- F7The Series G Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
- F8The Series H Convertible Preferred Stock automatically converted into Common Stock on a 1.037 for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
- F9The securities shown on Line 1 of Table 1 and Lines 1 through 8 of Table 2 represent securities held of record by Norwest Venture Partners IX, LP ("NVP IX"). By virtue of his position a co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP IX, Promod Haque may be deemed to share voting and dispositive power with respect to such securities. Mr. Haque disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interests therein