SEC Form 4 · accession 0001209191-15-037005

Apigee Corp · APIC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

BAY PARTNERS X ENTREPRENEURS FUND LP

10% Owner

BAY PARTNERS X LP

10% Owner

Stuart G Phillips

10% Owner

Bay Management Co X, LLC

10% Owner

Period of report

Apr 29, 2015

Accepted (ET)

Apr 29, 2015 · 4:31 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001324772

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^{F1,F2,F3,F4,F5}	Apr 29, 2015	C	4,213,153	—	A	4,213,153	I	See footnote
Common Stock^{F1,F2,F3,F4,F6}	Apr 29, 2015	C	233,439	—	A	233,439	I	See footnote

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series A Convertible Preferred Stock^F1,F5	—	Apr 29, 2015	C	1,039,249	D	—	—	Common Stock	1,039,249	I
Series A Convertible Preferred Stock^F1,F6	—	Apr 29, 2015	C	57,583	D	—	—	Common Stock	57,583	I
Series B Convertible Preferred Stock^F2,F5	—	Apr 29, 2015	C	769,704	D	—	—	Common Stock	769,704	I
Series B Convertible Preferred Stock^F2,F6	—	Apr 29, 2015	C	42,647	D	—	—	Common Stock	42,647	I
Series C Convertible Preferred Stock^F3,F5	—	Apr 29, 2015	C	813,754	D	—	—	Common Stock	813,754	I
Series C Convertible Preferred Stock^F3,F6	—	Apr 29, 2015	C	45,088	D	—	—	Common Stock	45,088	I
Series D Convertible Preferred Stock^F3,F5	—	Apr 29, 2015	C	502,968	D	—	—	Common Stock	502,968	I
Series D Convertible Preferred Stock^F3,F6	—	Apr 29, 2015	C	27,868	D	—	—	Common Stock	27,868	I
Series E Convertible Preferred Stock^F3,F5	—	Apr 29, 2015	C	422,540	D	—	—	Common Stock	422,540	I
Series E Convertible Preferred Stock^F3,F6	—	Apr 29, 2015	C	23,412	D	—	—	Common Stock	23,412	I
Series F Convertible Preferred Stock^F3,F5	—	Apr 29, 2015	C	428,827	D	—	—	Common Stock	428,827	I
Series F Convertible Preferred Stock^F3,F6	—	Apr 29, 2015	C	23,760	D	—	—	Common Stock	23,760	I
Series G Convertible Preferred Stock^F3,F5	—	Apr 29, 2015	C	189,245	D	—	—	Common Stock	189,245	I
Series G Convertible Preferred Stock^F3,F6	—	Apr 29, 2015	C	10,485	D	—	—	Common Stock	10,485	I
Series H Convertible Preferred Stock^F4,F5	—	Apr 29, 2015	C	46,866	D	—	—	Common Stock	46,866	I
Series H Convertible Preferred Stock^F4,F6	—	Apr 29, 2015	C	2,596	D	—	—	Common Stock	2,596	I

Explanation of responses

F1The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1.261 basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
F2The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1.363 basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
F3The Series C, D, E, F and G Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
F4The Series H Convertible Preferred Stock automatically convert into Common Stock on a 1:1.037 basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
F5The reported shares are held of record by Bay Partners X, LP ("Bay Partners"). Bay Management Company X, LLC ("Bay Management") is the general partner of Bay Partners. Neal Dempsey and Stuart G. Phillips, as the co-Managers of Bay Management, share voting and dispositive power with respect to the shares held by Bay Partners. Messrs. Dempsey and Phillips disclaim beneficial ownership of the securities reported herein, except to the extent of any individual pecuniary interest therein.
F6The reported shares are held of record by Bay Partners X Entrepreneurs Fund, LP ("Bay Entrepreneurs"). Bay Management is the general partner of Bay Entrepreneurs. Neal Dempsey and Stuart G. Phillips, as the co-Managers of Bay Management, share voting and dispositive power with respect to the shares held by Bay Entrepreneurs. Messrs. Dempsey and Phillips disclaim beneficial ownership of the securities reported herein, except to the extent of any individual pecuniary interest therein.