SEC Form 4 · accession 0001140361-15-017021

Apigee Corp · APIC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

10% Owner

10% Owner

Period of report

Apr 29, 2015

Accepted (ET)

Apr 30, 2015 · 4:07 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001324772

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $0.001 par value per share^F1	Apr 29, 2015	P	300,000	$17.00	A	300,000	I	See footnote
Common Stock, $0.001 par value per share^F2,F1	Apr 29, 2015	C	1,596,856	—	A	1,896,856	I	See footnote
Common Stock, $0.001 par value per share^F2,F1	Apr 29, 2015	C	319,211	—	A	2,216,067	I	See footnote
Common Stock, $0.001 par value per share^F2,F1	Apr 29, 2015	C	292,276	—	A	2,508,343	I	See footnote
Common Stock, $0.001 par value per share^F2,F1	Apr 29, 2015	C	266,893	—	A	2,775,236	I	See footnote
Common Stock, $0.001 par value per share^F2,F1	Apr 29, 2015	C	264,562	—	A	3,039,798	I	See footnote
Common Stock, $0.001 par value per share^F3,F1	Apr 29, 2015	C	126,753	—	A	3,166,551	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series C Convertible Preferred Stock^F1,F2	—	Apr 29, 2015	C	1,596,856	D	—	—	Common Stock	1,596,856	I
Series D Convertible Preferred Stock^F1,F2	—	Apr 29, 2015	C	319,211	D	—	—	Common Stock	319,211	I
Series E Convertible Preferred Stock^F1,F2	—	Apr 29, 2015	C	292,276	D	—	—	Common Stock	292,276	I
Series F Convertible Preferred Stock^F1,F2	—	Apr 29, 2015	C	266,893	D	—	—	Common Stock	266,893	I
Series G Convertible Preferred Stock^F1,F2	—	Apr 29, 2015	C	264,562	D	—	—	Common Stock	264,562	I
Series H Convertible Preferred Stock^F1,F3	—	Apr 29, 2015	C	122,291	D	—	—	Common Stock	126,753	I

F1The securities subject to the transactions disclosed in this Form 4 are owned by certain funds (the "Funds") managed by Third Point LLC ("Third Point"). Daniel S. Loeb is the Chief Executive Officer of Third Point. By reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended, Third Point and Mr. Loeb may be deemed to be the beneficial owners of the securities beneficially owned by the Funds. Third Point and Mr. Loeb hereby disclaim beneficial ownership of all such securities, except to the extent of any indirect pecuniary interest therein.
F2In connection with the completion of the Issuer's initial public offering of common stock, each share of Series C, D, E, F and G Convertible Preferred Stock automatically converted into one share of common stock of the Issuer immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date.
F3In connection with the completion of the Issuer's initial public offering of common stock, each share of Series H Convertible Preferred Stock automatically converted into 1.037 shares of common stock of the Issuer immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date.

List of Exhibits: Exhibit 99.1 - Joint Filer Information