SEC Form 4 · accession 0001127602-15-026290
Apigee Corp · APIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chetan Kapoor
Officer — CEO and President · Director
Period of report
Aug 27, 2015
Accepted (ET)
Aug 31, 2015 · 9:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324772
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $7.41 | Aug 27, 2015 | A | 225,000 | A | — | Aug 26, 2025 | Common Stock | 225,000 | 225,000 | D |
| Restricted Stock UnitF2,F3 | — | Aug 27, 2015 | A | 37,500 | A | — | — | Common Stock | 37,500 | 37,500 | D |
| Employee Stock Option (Right to Buy)F4 | $1.07 | holding | — | — | — | — | Jan 9, 2017 | Common Stock | 434,827 | 434,827 | D |
| Employee Stock Option (Right to Buy)F4 | $0.46 | holding | — | — | — | — | Dec 20, 2020 | Common Stock | 12,746 | 12,746 | D |
| Employee Stock Option (Right to Buy)F4 | $0.46 | holding | — | — | — | — | Aug 15, 2021 | Common Stock | 39,693 | 39,693 | D |
| Employee Stock Option (Right to Buy)F5 | $0.69 | holding | — | — | — | — | Apr 23, 2022 | Common Stock | 92,105 | 92,105 | D |
| Employee Stock Option (Right to Buy)F6 | $4.11 | holding | — | — | — | — | Oct 13, 2023 | Common Stock | 278,316 | 278,316 | D |
| Employee Stock Option (Right to Buy)F7 | $12.70 | holding | — | — | — | — | Oct 24, 2024 | Common Stock | 98,684 | 98,684 | D |
Explanation of responses
- F1One-fourth of the shares underlying the option vest on November 17, 2016 and one sixteenth of the shares vest quarterly thereafter, assuming reporting person is in service with issuer on vesting date(s).
- F2Each restricted stock unit represents a contingent right to receive one share of Apigee Corporation common stock in settlement upon vesting. The restricted stock units vest on specific dates and do not have an expiration date.
- F3One-fourth of the shares underlying the restricted stock unit vest annually for four years beginning on November 17, 2016, assuming reporting person is in service with issuer on vesting date(s).
- F4The shares underlying the option are fully vested and immediately exercisable.
- F5The shares underlying the option vest in forty-eight equal monthly installments beginning on February 1, 2014, assuming reporting person is in service with issuer on vesting date(s).
- F6The shares underlying the option vest in forty-eight equal monthly installments beginning on June 1, 2013, assuming reporting person is in service with issuer on vesting date(s).
- F7The shares underlying the option vest in three equal annual installments beginning on October 20, 2015, assuming reporting person is in service with issuer on vesting date(s).