SEC Form 4 · accession 0001127602-15-026286
Apigee Corp · APIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shankar Ramaswamy
Officer — VP of Engineering & Operations
Period of report
Aug 27, 2015
Accepted (ET)
Aug 31, 2015 · 9:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324772
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $7.41 | Aug 27, 2015 | A | 75,000 | A | — | Aug 26, 2025 | Common Stock | 75,000 | 75,000 | D |
| Restricted Stock UnitF2,F3 | — | Aug 27, 2015 | A | 12,500 | A | — | — | Common Stock | 12,500 | 12,500 | D |
| Restricted Stock UnitF2,F4 | — | Aug 27, 2015 | A | 100,000 | A | — | — | Common Stock | 100,000 | 100,000 | D |
| Employee Stock Option (Right to Buy)F5 | $3.65 | holding | — | — | — | — | Jun 25, 2023 | Common Stock | 23,684 | 23,684 | D |
| Employee Stock Option (Right to Buy)F6 | $4.11 | holding | — | — | — | — | Oct 13, 2023 | Common Stock | 19,736 | 19,736 | D |
| Employee Stock Option (Right to Buy)F7 | $12.70 | holding | — | — | — | — | Oct 24, 2024 | Common Stock | 100,174 | 100,174 | D |
Explanation of responses
- F1One-fourth of the shares underlying the option vest on November 17, 2016 and one sixteenth of the shares vest quarterly thereafter, assuming reporting person is in service with issuer on vesting date(s).
- F2Each restricted stock unit represents a contingent right to receive one share of Apigee Corporation common stock in settlement upon vesting. The restricted stock units vest on specific dates and do not have an expiration date.
- F3One-fourth of the shares underlying the restricted stock unit vest annually for four years beginning on November 17, 2016, assuming reporting person is in service with issuer on vesting date(s).
- F4One-half of the shares underlying the restricted stock unit vest on May 17, 2016, and the remaining one-half vest annually in four equal installments thereafter, assuming reporting person is in service with issuer on vesting date(s).
- F5One-fourth of the shares underlying the option vested on June 17, 2014 and one forty-eighth of the shares vest monthly thereafter, assuming reporting person is in service with issuer on vesting date(s).
- F637.5% of the shares underlying the option vested on March 13, 2015 and the remaining shares vest in thirty equal monthly installments thereafter, assuming reporting person is in service with issuer on vesting date(s).
- F7One-fourth of the shares underlying the option vest on October 20, 2015 and one forty-eighth of the shares vest monthly thereafter, assuming reporting person is in service with issuer on vesting date(s).