SEC Form 4 · accession 0001127602-15-026284
Apigee Corp · APIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anant Jhingran
Officer — Chief Technology Officer
Period of report
Aug 27, 2015
Accepted (ET)
Aug 31, 2015 · 9:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324772
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $7.41 | Aug 27, 2015 | A | 52,500 | A | — | Aug 26, 2025 | Common Stock | 52,500 | 52,500 | D |
| Restricted Stock UnitF2,F3 | — | Aug 27, 2015 | A | 8,750 | A | — | — | Common Stock | 8,750 | 8,750 | D |
| Employee Stock Option (Right to Buy)F4 | $0.69 | holding | — | — | — | — | Feb 13, 2022 | Common Stock | 38,815 | 38,815 | D |
| Employee Stock Option (Right to Buy)F5 | $0.69 | holding | — | — | — | — | Apr 23, 2022 | Common Stock | 108,686 | 108,686 | D |
| Employee Stock Option (Right to Buy)F6 | $4.11 | holding | — | — | — | — | Sep 2, 2023 | Common Stock | 3,289 | 3,289 | D |
| Employee Stock Option (Right to Buy)F7 | $12.70 | holding | — | — | — | — | Oct 24, 2024 | Common Stock | 9,868 | 9,868 | D |
Explanation of responses
- F1One-fourth of the shares underlying the option vest on November 17, 2016 and one sixteenth of the shares vest quarterly thereafter, assuming reporting person is in service with issuer on vesting date(s).
- F2Each restricted stock unit represents a contingent right to receive one share of Apigee Corporation common stock in settlement upon vesting. The restricted stock units vest on specific dates and do not have an expiration date.
- F3One-fourth of the shares underlying the restricted stock unit vest annually for four years beginning on November 17, 2016, assuming reporting person is in service with issuer on vesting date(s).
- F4An option to purchase 77,631 shares was granted on February 14, 2012 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. One-fourth of the shares underlying the option vested on September 16, 2012 and one forty-eighth of the shares vest monthly thereafter, assuming reporting person is in service with issuer on vesting date(s).
- F5One-half of the shares underlying the option vested on April 27, 2014 and one forty-eighth of the shares vest monthly thereafter, assuming reporting person is in service with issuer on vesting date(s).
- F6One-fourth of the shares underlying the option vested on June 26, 2014 and one forty-eighth of the shares vest monthly thereafter, assuming reporting person is in service with issuer on vesting date(s).
- F7One-fourth of the shares underlying the option vest on October 20, 2015 and one forty-eighth of the shares vest monthly thereafter, assuming reporting person is in service with issuer on vesting date(s).