SEC Form 4 · accession 0001179110-18-013452
Guaranty Bancorp · GBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Kirk Wycoff
Director
Period of report
Nov 30, 2018
Accepted (ET)
Dec 6, 2018 · 10:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common StockF4 | Nov 30, 2018 | J | 1,236,886 | $0.00 | D | 97 | I | By Patriot Financial Partners, L.P. |
| Voting Common Stock | Nov 30, 2018 | S | 97 | $25.9496 | D | 0 | I | By Patriot Financial Partners, L.P. |
| Voting Common StockF4 | Nov 30, 2018 | J | 154,742 | $0.00 | D | 42 | I | By Patriot Financial Partners Parallel, L.P. |
| Voting Common Stock | Nov 30, 2018 | S | 42 | $25.9597 | D | 0 | I | By Patriot Financial Partners Parallel, L.P. |
| Voting Common Stock | Nov 30, 2018 | J | 94,396 | $0.00 | A | 94,396 | D | |
| Voting Common Stock | Nov 30, 2018 | J | 811 | $0.00 | A | 6,110 | I | By Patriot Financial Manager, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pro rata distribution of shares, without consideration, to the limited partners of Patriot Financial Partners, L.P. (the "Fund") pursuant to the termination of the Fund.
- F2Pro rata distribution of shares, without consideration, to the limited partners of Patriot Financial Partners Parallel, L.P. (the "Parallel Fund") pursuant to the termination of the Parallel Fund.
- F3Shares received pursuant to pro rata distribution of shares, without consideration, to the limited partners of the Fund pursuant to the termination of the Fund.
- F4Reflects the transfer of 50,225 shares from the Parallel Fund to the Fund, without consideration, on November 30, 2018.