SEC Form 4 · accession 0001179110-18-004696
Guaranty Bancorp · GBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Dan O'Brien
Officer — EVP, Regional Pres., SBA Mgr.
Period of report
Mar 15, 2018
Accepted (ET)
Mar 20, 2018 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common StockF1 | Mar 15, 2018 | S | 820 | $29.30 | D | 23,744 | D | |
| Voting Common StockF2 | Mar 16, 2018 | S | 696 | $29.40 | D | 23,048 | D | |
| Voting Common Stock | holding | — | — | — | 6,000 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.25 to $29.70, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.20 to $29.65, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.