SEC Form 4 · accession 0001179110-18-002130
Guaranty Bancorp · GBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul W Taylor
Officer — President & CEO · Director
Period of report
Feb 12, 2018
Accepted (ET)
Feb 14, 2018 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common StockF1 | Feb 12, 2018 | A | 6,557 | $0.00 | A | 98,696 | D | |
| Voting Common StockF2 | Feb 12, 2018 | M | 13,691 | $0.00 | A | 112,387 | D | |
| Voting Common StockF3 | Feb 12, 2018 | F | 6,103 | $27.80 | D | 106,284 | D | |
| Voting Common StockF4 | Feb 13, 2018 | S | 9,321 | $27.8495 | D | 96,963 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock that will vest in three equal installments beginning on February 12, 2019 and ending on February 12, 2021.
- F2Represents shares of voting common stock received from the vesting of shares of performance-based restricted stock previously granted to the reporting person on February 3, 2015 under the Guaranty Bancorp Amended and Restated 2005 Stock Incentive Plan.
- F3Withholding of shares of voting common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.75 to $27.90, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.