SEC Form 4 · accession 0001179110-18-002106
Guaranty Bancorp · GBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Dan O'Brien
Officer — EVP, Regional Pres., SBA Mgr.
Period of report
Feb 5, 2018
Accepted (ET)
Feb 14, 2018 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common StockF3 | Feb 5, 2018 | F | 519 | $27.25 | D | 21,900 | D | |
| Voting Common StockF3 | Feb 7, 2018 | F | 173 | $27.75 | D | 21,727 | D | |
| Voting Common StockF3 | Feb 12, 2018 | F | 688 | $27.80 | D | 21,039 | D | |
| Voting Common StockF2 | Feb 12, 2018 | M | 2,086 | $0.00 | A | 23,125 | D | |
| Voting Common StockF1 | Feb 12, 2018 | A | 1,439 | $0.00 | A | 24,564 | D | |
| Voting Common Stock | holding | — | — | — | 6,000 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock that will vest in three equal installments beginning on February 12, 2019 and ending on February 12, 2021.
- F2Represents shares of voting common stock received from the vesting of shares of performance-based restricted stock previously granted to the reporting person on February 3, 2015 under the Guaranty Bancorp Amended and Restated 2005 Stock Incentive Plan.
- F3Withholding of shares of voting common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.