SEC Form 4 · accession 0001179110-17-002114
Guaranty Bancorp · GBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul W Taylor
Officer — President & CEO · Director
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 7:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common StockF1 | Feb 7, 2017 | A | 8,921 | $0.00 | A | 106,577 | D | |
| Voting Common StockF2 | Feb 7, 2017 | M | 14,066 | $0.00 | A | 120,643 | D | |
| Voting Common StockF4 | Feb 7, 2017 | F | 4,700 | $24.80 | D | 115,943 | D | |
| Voting Common StockF3 | Feb 8, 2017 | S | 7,000 | $24.0868 | D | 0 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock that will vest in three equal installments beginning on December 31, 2017 and ending on December 31, 2019.
- F2Represents shares of voting common stock received from the vesting of shares of performance-based restricted stock previously granted to the reporting person on February 4, 2014 under the Guaranty Bancorp Amended and Restated 2005 Stock Incentive Plan.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.95 to $24.50, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F4Withholding of shares of voting common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.