SEC Form 4 · accession 0001179110-17-002107
Guaranty Bancorp · GBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Noesen
Officer — EVP, Business Banking
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 7:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common StockF1 | Feb 7, 2017 | A | 1,512 | $0.00 | A | 32,966 | D | |
| Voting Common StockF2 | Feb 7, 2017 | M | 2,500 | $0.00 | A | 35,466 | D | |
| Voting Common StockF3 | Feb 7, 2017 | F | 745 | $24.80 | D | 34,721 | D | |
| Voting Common Stock | holding | — | — | — | 20,000 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock that will vest in three equal annual installments beginning on February 5, 2018 and ending on February 5, 2020.
- F2Represents shares of voting common stock received from the vesting of shares of performance-based restricted stock previously granted to the reporting person on February 4, 2014 under the Guaranty Bancorp Amended and Restated 2005 Stock Incentive Plan.
- F3Withholding of shares of voting common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.