SEC Form 4 · accession 0001179110-16-032110
Guaranty Bancorp · GBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Eggemeyer III
Director
Period of report
Nov 23, 2016
Accepted (ET)
Nov 25, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common StockF1 | Nov 23, 2016 | S | 1,000,000 | $20.7502 | D | 429,849 | I | By Castle Creek Capital Partners IV, LP |
| Voting Common Stock | holding | — | — | — | 8,682 | I | By Castle Creek Advisors IV LP | |
| Voting Common Stock | holding | — | — | — | 4,224 | D | ||
| Voting Common Stock | holding | — | — | — | 76,142 | I | By Self as Trustee of the Eggemeyer Family Trust | |
| Voting Common Stock | holding | — | — | — | 48,000 | I | By IRA | |
| Non-Voting Common Stock | holding | — | — | — | 1,019,000 | I | By Castle Creek Capital Partners IV, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.75 to $21.09, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.