SEC Form 4 · accession 0001179110-16-031694
Guaranty Bancorp · GBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Kirk Wycoff
Director · 10% Owner
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common StockF1 | Nov 14, 2016 | S | 44,264 | $20.6598 | D | 2,913,120 | I | By Patriot Financial Partners, L.P. |
| Voting Common StockF1 | Nov 14, 2016 | S | 7,646 | $20.6598 | D | 503,237 | I | By Patriot Financial Partners Parallel, L.P. |
| Voting Common StockF2 | Nov 15, 2016 | S | 26,832 | $20.1383 | D | 2,886,288 | I | By Patriot Financial Partners, L.P. |
| Voting Common StockF2 | Nov 15, 2016 | S | 4,635 | $20.1383 | D | 498,602 | I | By Patriot Financial Partners Parallel, L.P. |
| Voting Common StockF3 | Nov 16, 2016 | S | 9,947 | $20.0054 | D | 2,876,341 | I | By Patriot Financial Partners, L.P. |
| Voting Common StockF3 | Nov 16, 2016 | S | 1,719 | $20.0054 | D | 496,883 | I | By Patriot Financial Partners Parallel, L.P. |
| Voting Common Stock | holding | — | — | — | 3,103 | I | By Patriot Financial Manager LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.50 to $21.05, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.10 to $20.40, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.20, inclusive. The reporting person undertakes to provide to Guaranty Bancorp, any security holder of Guaranty Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.