SEC Form 4 · accession 0001179110-16-018559
Guaranty Bancorp · GBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cathy P Goss
Officer — EVP & CCO
Period of report
Feb 2, 2016
Accepted (ET)
Feb 4, 2016 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common StockF1 | Feb 2, 2016 | A | 5,704 | $0.00 | A | 63,879 | D | |
| Voting Common StockF2 | Feb 2, 2016 | M | 5,369 | $0.00 | A | 69,248 | D | |
| Voting Common StockF3 | Feb 2, 2016 | F | 1,969 | $15.25 | D | 67,279 | D | |
| Voting Common Stock | holding | — | — | — | 4,225 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock that will vest in three equal annual installments beginning on December 31, 2016 and ending on December 31, 2018.
- F2Represents shares of voting common stock received from the vesting of shares of performance-based restricted stock previously granted to the reporting person on February 5, 2013 under the Guaranty Bancorp Amended and Restated 2005 Stock Incentive Plan.
- F3Withholding of shares of voting common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.