SEC Form 4 · accession 0001179110-15-001942
Guaranty Bancorp · GBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher E Erickson
Officer — EVP, Real Estate Banking
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common StockF1 | Feb 3, 2015 | A | 2,086 | $0.00 | A | 25,890 | D | |
| Voting Common StockF2 | Feb 4, 2015 | F | 504 | $14.36 | D | 25,386 | D | |
| Voting Common StockF2 | Feb 5, 2015 | F | 311 | $14.47 | D | 25,075 | D | |
| Voting Common Stock | holding | — | — | — | 3,120 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock that will vest in three equal annual installments beginning on February 3, 2016 and ending on February 3, 2018.
- F2Withholding of shares of voting common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.