SEC Form 4 · accession 0001104659-15-030184
Guaranty Bancorp · GBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
David H Batchelder
10% Owner
RELATIONAL INVESTORS LLC
10% Owner
Ralph V Whitworth
10% Owner
Period of report
Apr 24, 2015
Accepted (ET)
Apr 24, 2015 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common StockF1 | Apr 24, 2015 | S | 3,518,400 | $15.25 | D | 0 | I | Through Limited Partnerships |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Relational Investors LLC ("RILLC") is the general partner or investment manager of certain affiliated entities. RILLC and the affiliated entities no longer own any securities of Guaranty Bancorp after the reported transaction. RILLC is managed by Ralph V. Whitworth and David H. Batchelder, each of which is a reporting person hereunder. Ralph V. Whitworth and David H. Batchelder disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein.