SEC Form 4 · accession 0001104659-18-051189
CF Industries Holdings, Inc. · CF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam L Hall
Officer — VP, Corporate Development
Period of report
Aug 8, 2018
Accepted (ET)
Aug 10, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per share | Aug 8, 2018 | M | 14,550 | $36.20 | A | 38,576 | D | |
| Common stock, par value $0.01 per share | Aug 8, 2018 | M | 5,706 | $30.95 | A | 44,282 | D | |
| Common stock, par value $0.01 per shareF1 | Aug 8, 2018 | S | 20,256 | $48.5876 | D | 24,026 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $36.20 | Aug 8, 2018 | M | 14,550 | D | — | Jul 23, 2023 | Common Stock, par value $0.01 per share | 14,550 | 0 | D |
| Employee Stock Option (right to buy)F3 | $30.95 | Aug 8, 2018 | M | 5,706 | D | — | Mar 3, 2027 | Common Stock, par value $0.01 per share | 5,706 | 36,554 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.535 to $48.695, inclusive. The reporting person undertakes to provide to CF Industries Holdings, Inc., any security holder of CF Industries Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
- F2The options vested in three equal installments on July 23, 2014, 2015, and 2016.
- F3The options vest in three equal installments on March 03, 2018, 2019, and 2020.