SEC Form 4 · accession 0001104659-18-033441
CF Industries Holdings, Inc. · CF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bert A Frost
Officer — Sr. VP, Sales & Mkt Dev & Supp
Period of report
May 14, 2018
Accepted (ET)
May 15, 2018 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per share | May 14, 2018 | M | 13,000 | $9.728 | A | 84,490 | D | |
| Common stock, par value $0.01 per shareF1 | May 14, 2018 | S | 13,000 | $40.2439 | D | 71,490 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $9.728 | May 14, 2018 | M | 13,000 | D | — | Dec 11, 2018 | Common Stock, par value $0.01 per share | 13,000 | 10,675 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.24 to $40.26, inclusive. The reporting person undertakes to provide to CF Industries Holdings, Inc., any security holder of CF Industries Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
- F2The options vested in three equal installments on December 11, 2009, 2010, and 2011.