SEC Form 4 · accession 0001286581-17-000015
Ruths Hospitality Group, Inc. · RUTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cheryl Janet Henry
Officer — President & COO - RHGI
Period of report
May 9, 2017
Accepted (ET)
May 9, 2017 · 3:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2017 | M | 20,000 | $18.58 | A | 381,617 | D | |
| Common Stock | May 9, 2017 | M | 1,077 | $17.17 | A | 382,694 | D | |
| Common StockF1 | May 9, 2017 | S | 21,077 | $21.0768 | D | 361,617 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $18.58 | May 9, 2017 | M | 20,000 | D | — | Jun 4, 2017 | Common Stock | 20,000 | 0 | D |
| Employee Stock Option (right to buy)F3 | $17.17 | May 9, 2017 | M | 1,077 | D | — | Aug 9, 2017 | Common Stock | 1,077 | 0 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.475 to $20.60, inclusive. The reporting person further undertakes to provide upon request by the Commission staff, Ruth's Hospitality Group, Inc., or a security holder of Ruth's Hospitality Group, Inc., full information regarding the number of shares sold at each separate price.
- F2The option, representing a right to purchase a total of 20,000 shares, became exercisable in five equal annual installments beginning on June 4, 2008, which was the first anniversary of the date on which the option was granted.
- F3The option, representing a right to purchase a total of 1,077 shares, became exercisable in five equal annual installments beginning on August 9, 2008, which was the first anniversary of the date on which the option was granted.