SEC Form 4 · accession 0001286581-17-000011
Ruths Hospitality Group, Inc. · RUTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arne G. Haak
Officer — Chief Financial Officer / EVP
Period of report
Mar 9, 2017
Accepted (ET)
Mar 13, 2017 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2017 | F | 5,152 | $18.35 | D | 318,160 | D | |
| Common StockF1 | Mar 11, 2017 | F | 1,691 | $18.75 | D | 316,469 | D | |
| Common StockF2 | Mar 11, 2017 | A | 12,743 | $0.00 | A | 329,212 | D | |
| Common StockF3 | Mar 11, 2017 | A | 10,000 | $0.00 | A | 339,212 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported disposition represents the withholding of shares to cover tax obligations arising from the vesting of restricted stock.
- F2Consists of shares of restricted stock granted pursuant to the company's Amended and Restated 2005 Long-Term Equity Incentive Plan after the company's compensation committee determined that certain performance goals for 2016 had been met. The shares will vest on March 11, 2019, the second anniversary of the date of grant.
- F3Consists of shares of restricted stock granted pursuant to the company's Amended and Restated 2005 Long-Term Equity Incentive Plan, which vest pro rata on an annual basis over the three-year period following March 11, 2017, the date of grant