SEC Form 4 · accession 0001104659-15-013948
MWI Veterinary Supply, Inc. · MWIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Cleary Jr.
Officer — President and CEO · Director
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001323974
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Feb 17, 2015 | G | 5,300 | $0.00 | D | 109,066 | D | |
| Common Stock, par value $0.01 per shareF1 | Feb 23, 2015 | U | 99,966 | $190.00 | D | 9,100 | D | |
| Common Stock, par value $0.01 per shareF2 | Feb 23, 2015 | D | 9,100 | $190.00 | D | 0 | D | |
| Common Stock, par value $0.01 per shareF1,F3 | Feb 23, 2015 | U | 1,895 | $190.00 | D | 0 | I | See Footnote |
| Common Stock, par value $0.01 per shareF1,F4 | Feb 23, 2015 | U | 1,895 | $190.00 | D | 0 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person tendered the shares in exchange for $190.00 per share in the cash tender offer (the "Tender Offer") made pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 11, 2015, among the Issuer, AmerisourceBergen Corporation and Roscoe Acquisition Corp.
- F2These restricted shares vested in full as of the Tender Offer closing and the restrictions lapsed. Pursuant to the Merger Agreement, these shares were converted to $190.00 per share at the effective time of the merger.
- F3Held by Teresa Cleary Children's Trust FBO Barbara Cleary for the benefit of one of Mr. Cleary's children. Mr. Cleary expressly disclaims beneficial ownership of any shares held by such trust that exceed his pecuniary interest therein.
- F4Held by Teresa Cleary Children's Trust FBO Abigail Cleary for the benefit of one of Mr. Cleary's children. Mr. Cleary expressly disclaims beneficial ownership of any shares held by such trust that exceed his pecuniary interest therein.