SEC Form 4 · accession 0001209191-16-150526
AtriCure, Inc. · ATRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas J Seith
Officer — Chief Operating Officer
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001323885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | M | 250 | $9.70 | A | 193,283 | D | |
| Common Stock | Nov 14, 2016 | M | 200 | $12.22 | A | 193,483 | D | |
| Common Stock | Nov 14, 2016 | S | 450 | $20.23 | D | 193,033 | D | |
| Common StockF1 | holding | — | — | — | 3,500 | I | Held by spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $9.70 | Nov 14, 2016 | M | 250 | D | Dec 6, 2007 | Dec 6, 2016 | Common Stock | 250 | 0 | D |
| Stock Option (right to buy)F3 | $12.22 | Nov 14, 2016 | M | 200 | D | Feb 8, 2008 | Feb 8, 2017 | Common Stock | 200 | 0 | D |
Explanation of responses
- F1The Reporting Person disclaims beneficial ownership of these securities, except as to his pecuniary interest therein.
- F2These options were granted on December 6, 2006 and are exercisable as to 25% of the shares upon the one-year anniversary of the date of grant and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.
- F3These options were granted on February 8, 2007 and are exercisable as to 25% of the shares upon the one-year anniversary of the date of grant and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.