SEC Form 4 · accession 0001209191-16-123608
AtriCure, Inc. · ATRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen P Robards
Director
Period of report
May 25, 2016
Accepted (ET)
May 26, 2016 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001323885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 25, 2016 | M | 10,000 | $7.99 | A | 323,328 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $7.99 | May 25, 2016 | M | 10,000 | D | Jun 21, 2007 | Jun 21, 2016 | Common Stock | 10,000 | 0 | D |
| Stock Option (right to buy)F3,F2 | $14.99 | May 25, 2016 | A | 10,000 | A | May 25, 2017 | May 25, 2026 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1These options were granted on June 21, 2006 and are exercisable commencing on the earlier of (i) the anniversary of the date of grant and (ii) the date on which the Company's annual meeting of stockholders is held that year, provided the Reporting Person is a director immediately prior to such annual meeting.
- F2Exercisable cumulatively at a rate of 33.33% per annum commencing on the earlier of (i) the anniversary of the date of grant and (ii) the date on which the Company's annual meeting of stockholders is held that year, provided the Reporting Person is a director immediately prior to such annual meeting.
- F3Not applicable