SEC Form 4 · accession 0001209191-16-090772
AtriCure, Inc. · ATRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R Lanning
Director
Period of report
Jan 8, 2016
Accepted (ET)
Jan 11, 2016 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001323885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2016 | M | 20,000 | $11.06 | A | 45,000 | D | |
| Common Stock | Jan 8, 2016 | M | 30,000 | $9.37 | A | 75,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $11.06 | Jan 8, 2016 | M | 20,000 | D | Feb 8, 2007 | Feb 8, 2016 | Common Stock | 20,000 | 20,000 | D |
| Stock Option (right to buy)F2 | $9.37 | Jan 8, 2016 | M | 30,000 | D | Apr 6, 2007 | Apr 6, 2016 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1These options were granted on February 8, 2006 and are exercisable cumulatively at a rate of 25% per annum beginning one year from date of grant.
- F2These options were granted on April 6, 2006 and are exercisable cumulatively at a rate of 25% per annum beginning one year from date of grant.