SEC Form 4 · accession 0001209191-15-083744
AtriCure, Inc. · ATRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas J Seith
Officer — Chief Operating Officer
Period of report
Dec 3, 2015
Accepted (ET)
Dec 7, 2015 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001323885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2015 | M | 5,000 | $11.06 | A | 130,215 | D | |
| Common StockF1 | Dec 3, 2015 | S | 5,000 | $21.55 | D | 125,215 | D | |
| Common StockF2 | holding | — | — | — | 3,500 | I | Held by spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $11.06 | Dec 3, 2015 | M | 5,000 | D | Feb 8, 2007 | Feb 8, 2016 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $21.54 to $21.57 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The Reporting Person disclaims beneficial ownership of these securities, except as to his pecuniary interest therein.
- F3These options were granted on February 8, 2006 and are exercisable as to 25% of the shares one year from the date of grant, and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.