SEC Form 4 · accession 0001209191-15-052298
AtriCure, Inc. · ATRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M Johnston
Director
Period of report
Jun 10, 2015
Accepted (ET)
Jun 11, 2015 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001323885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 10, 2015 | M | 3,333 | $14.17 | A | 3,333 | D | |
| Common Stock | Jun 10, 2015 | M | 6,666 | $8.04 | A | 9,999 | D | |
| Common Stock | Jun 10, 2015 | M | 6,667 | $9.30 | A | 16,666 | D | |
| Common Stock | Jun 10, 2015 | M | 3,334 | $15.96 | A | 20,000 | D | |
| Common Stock | Jun 10, 2015 | J | 20,000 | $0.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $14.17 | Jun 10, 2015 | M | 3,333 | D | May 18, 2012 | May 18, 2021 | Common Stock | 3,333 | 0 | D |
| Stock Option (right to buy)F3 | $8.04 | Jun 10, 2015 | M | 6,666 | D | May 15, 2013 | May 15, 2022 | Common Stock | 6,666 | 0 | D |
| Stock Option (right to buy)F4 | $9.30 | Jun 10, 2015 | M | 6,667 | D | May 23, 2014 | May 23, 2023 | Common Stock | 6,667 | 3,333 | D |
| Stock Option (right to buy)F5 | $15.96 | Jun 10, 2015 | M | 3,334 | D | May 14, 2015 | May 14, 2024 | Common Stock | 3,334 | 6,666 | D |
Explanation of responses
- F1Shares transferred to Camden Partners Holdings, LLC.
- F2These options were granted on May 18, 2011 and are exercisable cumulatively at a rate of 33% per annum beginning one year from date of grant.
- F3These options were granted on May 15, 2012 and are exercisable cumulatively at a rate of 33% per annum beginning one year from date of grant.
- F4These options were granted on May 23, 2013 and are exercisable cumulatively at a rate of 33% per annum beginning one year from date of grant.
- F5These options were granted on May 14, 2014 and are exercisable cumulatively at a rate of 33% per annum beginning one year from date of grant.