SEC Form 4 · accession 0001209191-15-030993
AtriCure, Inc. · ATRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Hooven
Director
Period of report
Mar 30, 2015
Accepted (ET)
Apr 1, 2015 · 9:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001323885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | Mar 30, 2015 | S | 42,500 | $21.01 | D | 262,845 | I | Michael D. Hooven 2004 Trust FBO Michael |
| Common StockF2,F3,F5 | Mar 30, 2015 | S | 42,500 | $21.01 | D | 262,845 | I | Michael D. Hooven 2004 Trust FBO Susan |
| Common StockF2,F6,F4 | Mar 31, 2015 | S | 10,000 | $20.51 | D | 252,845 | I | Michael D. Hooven 2004 Trust FBO Michael |
| Common StockF2,F6,F5 | Mar 31, 2015 | S | 10,000 | $20.51 | D | 252,845 | I | Michael D. Hooven 2004 Trust FBO Susan |
| Common StockF2,F7,F4 | Apr 1, 2015 | S | 18,634 | $20.50 | D | 234,211 | I | Michael D. Hooven 2004 Trust FBO Michael |
| Common StockF2,F7,F5 | Apr 1, 2015 | S | 18,634 | $20.50 | D | 234,211 | I | Michael D. Hooven 2004 Trust FBO Susan |
| Common Stock | holding | — | — | — | 70,549 | D | ||
| Common StockF1 | holding | — | — | — | 1,321 | I | Held by son | |
| Common StockF8 | holding | — | — | — | 18,421 | I | Susan Spies 2004 Children's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person disclaims beneficial ownership of these securities.
- F2These shares were sold pursuant to a 10b5-1 trading plan.
- F3This transaction was executed in multiple trades at prices ranging from $21.00 to $21.31 per share. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Held by Michael D. Hooven 2004 Trust FBO Michael. Mr. Hooven disclaims beneficial ownership of these securities, except as to his pecuniary interest therein.
- F5Held by Michael D. Hooven 2004 Trust FBO Susan. Mr. Hooven disclaims beneficial ownership of these securities, except as to his pecuniary interest therein.
- F6This transaction was executed in multiple trades at prices ranging from $20.50 to $20.60 per share. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades at prices ranging from $20.50 to $20.51 per share. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F8Held by Susan Spies 2004 Children's Trust. These shares are held in trust for the benefit of the Reporting Person's son. Reporting Person is the trustee of that trust. Mr. Hooven disclaims beneficial ownership of these securities, except as to his pecuniary interest therein.