SEC Form 4 · accession 0001209191-15-023546
AtriCure, Inc. · ATRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas J Seith
Officer — Chief Operating Officer
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001323885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2015 | S | 3,000 | $17.43 | D | 154,415 | D | |
| Common StockF2 | Mar 4, 2015 | S | 6,000 | $17.42 | D | 148,415 | D | |
| Common StockF3 | Mar 4, 2015 | S | 10,700 | $17.44 | D | 137,715 | D | |
| Common StockF4 | Mar 4, 2015 | S | 4,263 | $17.42 | D | 133,452 | D | |
| Common Stock | Mar 4, 2015 | M | 1,513 | $11.63 | A | 134,965 | D | |
| Common Stock | Mar 4, 2015 | M | 1,487 | $12.00 | A | 136,452 | D | |
| Common StockF5 | Mar 4, 2015 | S | 3,000 | $17.41 | D | 133,452 | D | |
| Common StockF6 | Mar 5, 2015 | S | 3,633 | $17.74 | D | 129,819 | D | |
| Common Stock | Mar 5, 2015 | M | 1,144 | $12.00 | A | 130,963 | D | |
| Common StockF7 | Mar 5, 2015 | S | 1,144 | $17.73 | D | 129,819 | D | |
| Common StockF8 | Mar 5, 2015 | S | 1,000 | $17.72 | D | 128,819 | D | |
| Common StockF9 | Mar 5, 2015 | S | 3,948 | $17.75 | D | 124,871 | D | |
| Common StockF10 | holding | — | — | — | 3,500 | I | Held by spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F11 | $11.63 | Mar 4, 2015 | M | 1,513 | A | Apr 6, 2006 | Apr 6, 2015 | Common Stock | 1,513 | 0 | D |
| Stock Option (right to buy)F12 | $12.00 | Mar 4, 2015 | M | 1,487 | A | Aug 5, 2006 | Aug 5, 2015 | Common Stock | 1,487 | 1,144 | D |
| Stock Option (right to buy)F12 | $12.00 | Mar 5, 2015 | M | 1,144 | A | Aug 5, 2006 | Aug 5, 2015 | Common Stock | 1,144 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $17.28 to $17.66 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F10The Reporting Person disclaims beneficial ownership of these securities, except as to his pecuniary interest therein.
- F11These options were granted on April 6, 2005 and are exercisable cumulatively at a rate of 25% per annum beginning one year from date of grant.
- F12These options were granted on August 5, 2005 and are exercisable cumulatively at a rate of 25% per annum beginning one year from date of grant.
- F2This transaction was executed in multiple trades at prices ranging from $17.28 to $17.68 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $17.28 to $17.70 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $17.28 to $17.68 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $17.26 to $17.68 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $17.57 to $17.76 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades at prices ranging from $17.57 to $17.77 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F8This transaction was executed in multiple trades at prices ranging from $17.56 to $17.77 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F9This transaction was executed in multiple trades at prices ranging from $17.75 to $17.80 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.