SEC Form 4 · accession 0001087210-15-000002
ROKWADER, INC. · ROKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Wallace
Officer — CEO · Director · 10% Owner
Period of report
Jun 30, 2015
Accepted (ET)
Jul 8, 2015 · 8:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001322952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 30, 2015 | P | 7,625,000 | $0.40 | A | 15,250,000 | I | see footnotes (1) and (2) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1(1) Pursuant to the Securities Purchase Agreement dated April 28, 2015, between CoCo Partners, LLC ("CoCo") and the Issuer, CoCo purchased an aggregate of 7,625,000 shares of common stock of the Issuer for $3,050,000.
- F2(2) The Reporting Person is the President and sole stockholder of Gateway Advisors, Inc., which is the managing member of CoCo. As such, the Reporting Person may be deemed to be the beneficial owner of the securities held by CoCo reported herein. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.