SEC Form 4 · accession 0001645291-18-000006
Kayne Anderson Energy Total Return Fund, Inc. · KYE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Aug 6, 2018
Accepted (ET)
Aug 17, 2018 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001322652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series D Manadatory Redeemable Preferred StockF1 | Aug 6, 2018 | J | 200,000 | $25.00 | D | 0 | D | |
| Series D Manadatory Redeemable Preferred StockF2 | Aug 6, 2018 | J | 600,000 | $25.00 | D | 0 | I | Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Securities reported herein are being terminated and reissued in connection with the merger of KYE into Kayne Anderson Midstream/Energy Fund, Inc. on August 6, 2018. A separate Form 4 will be filed reporting ownership of the securities reissued under that Issuer.
- F2480,000 shares of the securities reported herein were directly beneficially owned by United of Omaha Life Insurance Company, a direct subsidiary of Mutual of Omaha Insurance Company. 120,000 shares of the securities reported herein were directly beneficially owned by Companion Life Insurance Company, a direct subsidiary of United of Omaha Life Insurance Company.