SEC Form 4 · accession 0001645291-17-000002
Kayne Anderson Energy Total Return Fund, Inc. · KYE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mutual of Omaha Insurance Co
10% Owner
Period of report
Sep 7, 2016
Accepted (ET)
Dec 8, 2017 · 3:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001322652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Mandatory Redeemable Preferred StockF2 | Sep 7, 2016 | J | 88,889 | $2,222,225.00 | A | 0 | I | subsidiary |
| Series D Manadatory Redeemable Preferred Stock | Nov 29, 2017 | P | 200,000 | $5,000,000.00 | A | 200,000 | D | |
| Series D Manadatory Redeemable Preferred StockF2 | Nov 29, 2017 | P | 480,000 | $12,000,000.00 | A | 680,000 | I | subsidiary |
| Series D Manadatory Redeemable Preferred StockF3 | Nov 29, 2017 | P | 120,000 | $3,000,000.00 | A | 800,000 | I | subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Redemption
- F2United of Omaha Life Insurance Company
- F3Companion Life Insurance Company