SEC Form 4 · accession 0001638397-15-000061
Kayne Anderson Energy Total Return Fund, Inc. · KYE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Frey
Officer — Exec VP,Asst Sec. 7 Treasurer
Period of report
Dec 23, 2015
Accepted (ET)
Dec 28, 2015 · 1:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001322652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 23, 2015 | J | 33,854 | $0.00 | A | 62,822 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Distribution from KA Fund Advisors, LLC (KAFA) in connection with the purchase of newly issued shares of the Company by KAFA and its principals funded in part by the investment of 100% of the after-tax management fees received during the quarter. The purchase price was the greater of market price and net asset value as of the close of business on Friday, December 18.