SEC Form 4 · accession 0001225208-18-012449
Kayne Anderson Energy Total Return Fund, Inc. · KYE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Aug 6, 2018
Accepted (ET)
Aug 8, 2018 · 6:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001322652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series K Senior Note | Aug 6, 2018 | J | 14,200,000 | $1.00 | D | 0 | D | |
| Series L Senior Note | Aug 6, 2018 | J | 13,500,000 | $1.00 | D | 0 | D | |
| Series K Senior Note | Aug 6, 2018 | J | 1,100,000 | $1.00 | D | 0 | I | By C.M. Life Insurance company |
| Series L Senior Note | Aug 6, 2018 | J | 1,000,000 | $1.00 | D | 0 | I | By C.M. Life Insurance company |
| Series K Senior Note | Aug 6, 2018 | J | 2,500,000 | $1.00 | D | 0 | I | By MassMutual Asia Limited |
| Series L Senior Note | Aug 6, 2018 | J | 2,500,000 | $1.00 | D | 0 | I | By MassMutual Asia Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The activity reported in this filing represents a transfer of the Issuer's notes to Kayne Anderson Midstream/Energy Fund Inc.
Remarks
The Reporting Person was previously a 10% owner of the Issuer's senior notes. C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person. MassMutual Asia Limited is an indirect wholly-owned subsidiary of the Reporting Person.