SEC Form 4 · accession 0001140361-17-008154
Kayne Anderson Energy Total Return Fund, Inc. · KYE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 7, 2016
Accepted (ET)
Feb 17, 2017 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001322652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Mandatory Redeemable Preferred StockF2 | Sep 7, 2016 | J | 266,666 | $25.02 | D | 0 | I | By Sun Life Assurance Co of Canada |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On September 7, 2016, the issuer redeemed all outstanding shares of its Series A Mandatory Redeemable Preferred Stock.
- F2Shares are owned by Sun Life Assurance Co of Canada, a 100% owned subsidiary of Sun Life Financial Inc.