SEC Form 4 · accession 0001140361-16-053005
Kayne Anderson Energy Total Return Fund, Inc. · KYE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 4, 2015
Accepted (ET)
Feb 16, 2016 · 2:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001322652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Mandatory Redeemable Preferred SharesF3 | Dec 4, 2015 | J | 266,667 | $25.50 | D | 333,333 | I | By Sun Life Assurance Company of Canada |
| Series A Mandatory Redeemable Preferred SharesF3 | Dec 24, 2015 | J | 66,667 | $25.50 | D | 266,666 | I | By Sun Life Assurance Company of Canada |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 4, 2015, the issuer redeemed $40,000,000 of its outstanding shares of its Series A Mandatory Redeemable Preferred Shares.
- F2On December 24, 2015, the issuer redeemed $10,000,000 of its outstanding shares of its Series A Mandatory Redeemable Preferred Shares.
- F3Shares are owned by Sun Life Assurance Company of Canada, a 100% owned subsidiary of Sun Life Financial Inc.