SEC Form 4/A · accession 0000916302-17-000002
Kayne Anderson Energy Total Return Fund, Inc. · KYE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
UNITED OF OMAHA LIFE INSURANCE CO
10% Owner
Period of report
Sep 7, 2016
Accepted (ET)
Dec 6, 2017 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001322652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Mandatory Redeemable Preferred StockF1 | Sep 7, 2016 | S | 88,889 | $2,222,225.00 | D | 200,000 | D | |
| Series D Mandatory Redeemable Preferred StockF2 | Nov 29, 2017 | P | 480,000 | $12,000,000.00 | A | 480,000 | D | |
| Series D Manadatory Redeemable Preferred StockF3 | Nov 29, 2017 | P | 120,000 | $3,000,000.00 | A | 600,000 | I | Companion |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4/A is being filed to report the 88,889 shares disposed of on 9/7/2016.
- F2This Form 4/A is also being filed to correct the amount of securities beneficially owned.
- F3This Form 4/A is also being filed to report the indirect ownership of the shares acquired by its subsidiary, Companion Life Insurance Company.