SEC Form 4 · accession 0001104659-16-148718
Xactly Corp · XTLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald S Casilli
Director · 10% Owner
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 7:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001322554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 30, 2016 | J | 101,733 | $0.00 | D | 0 | I | See footnote |
| Common StockF3 | Sep 30, 2016 | J | 375,000 | $0.00 | D | 0 | I | See footnote |
| Common StockF6 | Sep 30, 2016 | J | 10,076 | $0.00 | A | 14,559 | I | See footnote |
| Common StockF7 | Sep 30, 2016 | J | 6,216 | $0.00 | A | 127,761 | I | See footnote |
| Common StockF8 | Sep 30, 2016 | J | 3,108 | $0.00 | A | 52,065 | I | See footnote |
| Common StockF9 | holding | — | — | — | 1,860,236 | I | See footnote | |
| Common StockF10 | holding | — | — | — | 1,129,524 | I | See footnote | |
| Common StockF11 | holding | — | — | — | 3,394 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.
- F10The reported securities are held of record by Rembrandt Venture Partners Fund Two, L.P. (RVPF 2). The Reporting Person, a managing member of Rembrandt Venture Partners Fund Two, LLC, the general partner of RVPF 2, shares voting and dispositive power with respect to the shares held by RVPF 2. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of any individual pecuniary interest therein.
- F11The reported securities are held of record by Rembrandt Venture Partners Fund Two-A, L.P. (RVPF 2-A). The Reporting Person, a managing member of Rembrandt Venture Partners Fund Two, LLC, the general partner of RVPF 2-A, shares voting and dispositive power with respect to the shares held by RVPF 2-A. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of any individual pecuniary interest therein.
- F2The reported securities are held of record by Rembrandt Venture Partners Opportunities Fund I, L.P. (RVP Opportunities I). The Reporting Person, a managing member of Rembrandt Venture Partners Opportunities GP I, LLC, the general partner of RVP Opportunities I, shares voting and dispositive power with respect to the shares held by RVP Opportunities I. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of any individual pecuniary interest therein.
- F3The reported securities are held of record by RVP Opportunities Fund II, L.P. (RVP Opportunities II). The Reporting Person, a managing member of RVP Opportunities GP II, LLC, the general partner of RVP Opportunities II, shares voting and dispositive power with respect to the shares held by RVP Opportunities II. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of any individual pecuniary interest therein.
- F4Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distributions described footnote (1) above in as follows: (i) 156 shares from RVP Opportunities I and (ii) 9,920 shares from RVP Opportunities II.
- F5Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distributions described footnote (1) above from RVP Opportunities II.
- F6The reported securities are held of record by the Casilli Revocable Trust for which the the Reporting Person serves as a trustee. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of any individual pecuniary interest therein.
- F7The reported securities are held of record by the Casilli Family Holdings for which the the Reporting Person serves as a partner. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of any individual pecuniary interest therein.
- F8The reported securities are held of record by Casilli Investment Partners for which the the Reporting Person serves as a partner. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of any individual pecuniary interest therein.
- F9The reported securities are held of record by Rembrandt Venture Partners II, L.P. (RVP II). The Reporting Person, a managing members of Rembrandt Venture Partners II LLC, the general partner of RVP II, shares voting and dispositive power with respect to the shares held by RVP II. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of any individual pecuniary interest therein.