SEC Form 4 · accession 0000899243-17-018933
Xactly Corp · XTLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L Evan Ellis Jr.
Officer — President & COO
Period of report
Jul 24, 2017
Accepted (ET)
Jul 25, 2017 · 7:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001322554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 24, 2017 | M | 18,230 | $0.68 | A | 277,979 | D | |
| Common Stock | Jul 24, 2017 | M | 21,297 | $0.68 | A | 299,276 | D | |
| Common Stock | Jul 24, 2017 | M | 61,488 | $2.04 | A | 360,764 | D | |
| Common Stock | Jul 24, 2017 | M | 17,931 | $2.40 | A | 378,695 | D | |
| Common Stock | Jul 24, 2017 | M | 17,482 | $5.72 | A | 396,177 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $0.68 | Jul 24, 2017 | M | 18,230 | D | — | Sep 22, 2020 | Common Stock | 18,230 | 0 | D |
| Employee Stock Option (right to buy)F1 | $0.68 | Jul 24, 2017 | M | 21,297 | D | — | Jun 18, 2018 | Common Stock | 21,297 | 2,141 | D |
| Employee Stock Option (right to buy)F1 | $2.04 | Jul 24, 2017 | M | 61,488 | D | — | Sep 7, 2021 | Common Stock | 61,488 | 1,012 | D |
| Employee Stock Option (right to buy)F1 | $2.40 | Jul 24, 2017 | M | 17,931 | D | — | Oct 4, 2022 | Common Stock | 17,931 | 0 | D |
| Employee Stock Option (right to buy)F2 | $5.72 | Jul 24, 2017 | M | 17,482 | D | — | Jan 29, 2024 | Common Stock | 17,482 | 43,587 | D |
Explanation of responses
- F1Shares subject to the option are fully vested and immediately exercisable.
- F2Shares subject to the option vest ratably over thirty-six months beginning on February 28, 2015.