SEC Form 4 · accession 0000899243-17-009111
Xactly Corp · XTLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Cabrera
Officer — Chief Executive Officer · Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 3, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001322554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 31, 2017 | M | 2,500 | $0.68 | A | 134,405 | D | |
| Common Stock | Mar 31, 2017 | S | 2,500 | $12.00 | D | 131,905 | D | |
| Common StockF2 | holding | — | — | — | 535,879 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 25,000 | I | See footnote | |
| Common StockF4 | holding | — | — | — | 25,000 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $0.68 | Mar 31, 2017 | M | 2,500 | D | — | Jun 18, 2017 | Common Stock | 2,500 | 7,500 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 12, 2016.
- F2The shares are held of record by the Cabrera 2000 Revocable Living Trust dated October 23, 2000 for which the Reporting Person serves as trustee.
- F3The shares are held of record by the Reporting Person as custodian for his daughter.
- F4The shares are held of record by the Reporting Person as custodian for his son.
- F5Shares subject to the option are fully vested and immediately exercisable.