SEC Form 4 · accession 0000899243-16-033889
Xactly Corp · XTLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L Evan Ellis Jr.
Officer — President & COO
Period of report
Nov 17, 2016
Accepted (ET)
Nov 18, 2016 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001322554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2016 | M | 4,500 | $5.72 | A | 222,282 | D | |
| Common Stock | Nov 17, 2016 | S | 4,500 | $14.00 | D | 217,782 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $5.72 | Nov 17, 2016 | M | 4,500 | D | — | Jan 29, 2024 | Common Stock | 4,500 | 61,069 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2016.
- F2Shares subject to the option vest ratably over thirty-six months beginning on February 28, 2015.