SEC Form 4/A · accession 0000899243-16-023781
Xactly Corp · XTLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
L Evan Ellis Jr.
Officer — President & COO
Period of report
Jun 20, 2016
Accepted (ET)
Jun 28, 2016 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001322554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 20, 2016 | M | 9,569 | $2.40 | A | 227,351 | D | |
| Common Stock | Jun 20, 2016 | M | 931 | $5.72 | A | 228,282 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $2.40 | Jun 20, 2016 | M | 9,569 | D | — | Oct 4, 2022 | Common Stock | 9,569 | 27,931 | D |
| Employee Stock Option (right to buy)F2 | $5.72 | Jun 20, 2016 | M | 931 | D | — | Jan 29, 2024 | Common Stock | 931 | 99,569 | D |
Explanation of responses
- F1One-fourth of the shares subject to the option vested on October 4, 2013 and one forty-eighth of the shares vest monthly thereafter.
- F2Shares subject to the option vest ratably over thirty-six months beginning on February 28, 2015.
Remarks
This Form 4/A is filed to reflect the exercise of two stock options previously reported as one exercise. The aggregate amount of underlying shares exercised is unchanged.